Job Description
Job Summary:
As a Compliance and Operations Administrator, you will provide administration assistance and dedicated support to the Compliance and Operations team. Duties will include but are not limited to:
- Assisting the team with the new client onboarding process
- Preparing annual file reviews and risk assessments for existing clients
- Assisting the Compliance and Operations Executive with the preparation of regulatory reports
- Assisting the team with client closure requests
- Assisting with the planning and delivery of banking projects
- Liaising directly with clients
Reporting To:
Compliance and operations team
Qualifications Required:
5 GCSEs or equivalent at grade C or above
Experience:
- At least 2 years in a TCSP environment in a similar role
- Microsoft Office
- A working knowledge of CCH, Laserfiche and ViewPoint would be an advantage but not essential
Training:
External and internal training will be provided and encouraged
Skills:
- Attention to detail and accuracy
- Understanding of anti-money laundering and other compliance legislation
- Able to work under pressure and to strict deadlines
- Strong communication skills
- Able to work on own initiative & with minimal supervision
- Organisational skills & ability to prioritise
Responsibilities:
Support the statutory and secretarial team
Characteristics:
- Proactive
- Problem solver
- Team player
- Enthusiastic
- Flexible approach
- A desire to progress their career