Job Description

Role Profile:

This role holder will be a senior member of the compliance team.

Role and Responsibilities:

* You will report to the Head of Compliance

* Assisting the Head of Compliance with any projects/reporting as required.

* Providing ongoing advice and support to staff in relation to compliance matters

* Promote an effective compliance and risk awareness culture

* Develop effective relationships with directors and staff as well as third parties and professional intermediaries as required

* Potentially act as the Deputy Money Laundering Reporting Officer “DMLRO”

* Training more junior members of staff

* Prepare annual file reviews and client risk assessments

* Undertaking general AML and CDD checks

* Assist in the creation of CDD files

Key Skills & Experience:

* Qualified by experience or a relevant industry qualification or be working towards a qualification e.g. STEP, ICSA, ICA

* IOMFSA approval in a similar role would be advantageous (DMLRO)

* Previous experience in a compliance role

* Good working knowledge of Financial Services Rule Book & the AML/CFT Code

* Experience of working with the TCSP industry

* Excellent organisational skills who will see tasks through to completion

* Excellent interpersonal skills which enable you to work effectively with all department members, and also to collaborate with external parties when needed

* Ability to work to strict deadlines

* Willing to take on responsibility and ownership of tasks

* Methodical with attention to detail

* Working knowledge of Viewpoint would be advantageous

November 2022