Job Description

Senior Risk & Compliance Manager

Purpose of Job

The focus of the role is to ensure IOM/ Switzerland regulatory compliance requirements are met and executed and all regulatory reporting and submissions are completed.

Main Responsibilities and Duties

● Act as Compliance Officer and DMLRO for IOM

● Managing and taking ownership of responsibilities in respect of any regulatory

requirements with auditors and regulators, preparing compliance

documentations, reports and approval requests as required including those to be

submitted to IOMFSA, FinIA and FinSA

● Identifying, recommending and developing new AML, CFT and Compliance

policies and procedures or improvements to existing policies and procedures

● Providing guidance to the business in relation to risk, compliance and AML

issues

● Keep accurate and up to date MI records in anticipation of annual audits

● Production of reports for the relevant Boards and Risk Committees as required

● Produce management information in a timely manner

● Reviews of new business packs and Client Due Diligence to ensure regulatory

and AML/CFT requirements are met

● Completing ad-hoc Risk & Compliance projects

● Promote awareness of regulatory principles and requirements on a day to day

basis

● Adhere to Risk & Compliance procedures in relation to regulatory requirements

and AML/CFT legislation

● Ensure own knowledge of, and compliance with policies and procedures

● Maintain an up to date understanding of the relevant legal and regulatory

requirement

● Adhere to CPD requirements in according with regulatory requirements and

in-house procedures

● Attend relevant seminars and conferences

Essential Requirements

● Risk and compliance experience

● Knowledge of current regulatory requirements

● An understanding of complex structures including companies and trusts

● Knowledge of multi-jurisdictional AML/CFT legislation and regulatory

requirements would be desirable

● Understanding of risk factors and escalation processes

● Working knowledge of Viewpoint is desirable

● An ability to work in an organised manner and having attention to detail

● An ability to deal with a variety of tasks and to work towards deadlines

● A relevant AML/Compliance professional qualification (ICA Diploma)

● Excellent verbal and written communication skills